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The Campaign for Freedom of Information

Evidence to the Nolan Committee Inquiry into Aspects of Conduct in Local Government

 

 

October 28, 1996

 

I am writing with the views of the Campaign for Freedom of Information. Our comments relate to the question of public access to local authority information - an area in which we believe substantial improvements to the public's rights are needed.

Paragraph 60 of the Committee's Issues and Questions paper specifically refers to the Local Government (Access to Information) Act 1985. This Act, which amended the 1972 Local Government Act, has undoubtedly helped to produce more openness in local government. At the time it was passed it represented a significant innovation. However, it also suffered from significant shortcomings. This is because the legislation, contrary to its title, primarily provides a right of access to meetings - rather than to information. Insofar as the Act provides access to documents, it is only those documents which relate to matters which have been, or in the next three days are about to be, discussed in public at a meeting of the authority. The bulk of information held by local authorities falls outside the Act's scope.

The Act's main features are:

However, the great majority of documents held by a local authority are not accessible to the public, even if they do not contain exempt information. In practice, there is no right to information which relates:

We frequently receive requests for advice from people seeking information about council matters, who have been disappointed to discover that the subject they are concerned with has been dealt with in a closed meeting, and that they are entitled to no information other than the brief and often uninformative summary provided in place of a minute of the proceedings (6) . Alternatively, the information relates to a matter which has not and is not about to go before a meeting of the authority at all.

Often, the only advice we can give is to suggest that the person contact a sympathetic councillor and ask whether he or she can attempt to have the issue tabled on the agenda of a forthcoming meeting, in the hope that (a) the the item will be discussed in public and (b) the information sought will be referred to in the officer's report to the meeting, or in the background papers.

An alternative would be for the councillor to attempt to obtain the information on behalf of the applicant, relying on the wider rights of access to information enjoyed by members of the authority. However, if the information was given to the member in confidence, he or she may not be free to pass it on to the individual who sought it. The member who does so may jeopardise his or her ability to obtain information in future, or conceivably (where the confidentiality is owed to a third party) risk civil action for breach of confidence.

It will be apparent from these comments that we take a rather different view from that expressed in a report on the 1985 Act by the Policy Studies Institute and the Department of the Environment, which concluded that, apart from a small number of secondary issues (unrelated to the above points) "there are no requirements related to the Act which are in need of revision or clarification" (7) .

We think the public's rights to local authority information are in need of substantial strengthening. We note that the Committee's Issues and Questions paper suggests, that "Local government is unique in being subject to statutory provisions on openness" (8) , but in fact this is not strictly the case. For example, the whole of the public sector, including central government departments, is now subject to the Environmental Information Regulations 1992, which establish a general duty to release environmental information, broadly defined (9) , on request, subject to a number of exemptions. Moreover, the two open government codes of practice, applying to central government and NHS bodies (10)  go beyond the provisions applying to local government in a number of respects. For example:

The Open Government White Paper proposed that, in addition to these codes, there should be "a similar code of practice for local authorities" (11) . We regret that this proposal has been dropped. The local authority associations' Good Practice Note on Open Government which encourages councils to introduce their own policy statements on access to information is a helpful step but not an adequate substitute, since individual local authorities are free to ignore it.

Moreover, the open government codes are not in themselves sufficient. The Ombudsmen's recommendations are not legally binding. Although the Parliamentary Ombudsman's recommendations are usually accepted by Government, the temptation not do so in cases where a disclosure would undermine a key policy or the credibility of a minister, may be great. The problem is even more acute in local government where in many past years some 5% of the Local Government Ombudsman's recommendations have not been accepted. A second disadvantage of a code is that it cannot override the 250 or so statutory prohibitions on disclosure, which appear in legislation (12) , including provisions enforced by local authorities such as the Health and Safety at Work Act and the Weights and Measures Act.

Finally, the Local Ombudsmen's powers to investigate complaints are limited. Many matters about which the public may require information cannot be the subject of an investigation by them. For example, the Ombudsman cannot investigate matters which "in his opinion affects all or most of the inhabitants of the area of the authority" (13)  or matters relating to contractual or commercial transactions, appointments and personnel matters, the conduct of legal proceedings, the actions of a police authority and various other matters (14) .

We believe that a Freedom of Information Act providing a statutory right of access to information across the public sector, subject to appropriate exemptions, would provide more effective accountability, and greater opportunities for the public to learn about and influence the decisions of local authorities and other public bodies.


Footnotes

Footnote 1
Public Bodies (Admission to Meetings) Act 1960, section 1(2)

Footnote 2
Paragraph 9, Schedule 12A, Local Government Act 1972

Footnote 3
Paragraph 13, Schedule 12A, Local Government Act 1972

Footnote 4
Local Government Act 1972 section 100D(1).

Footnote 5
The Act defines "background papers" as "those documents relating to the subject matter of the report which -

(a) disclose any facts or matters on which, in the opinion of the proper officer, the report or an important part of the report is based, and

(b) have, in his opinion, been relied on to a material extent in preparing the report,

but do not include any published works." (Our emphasis) Local Government Act 1972, section 100D(5)

Footnote 6
Local Government Act 1972, section 100C(2)

Footnote 7
'Public Access to Information. An Evaluation of the Local Government (Access to Information) Act 1985', Policy Studies Institute/Department of the Environment, 1995, paragraph 9.1

Footnote 8
Paragraph 60

Footnote 9
The right of access is to information which relates to any of the following:

"(a) the state of any water or air, the state of any flora or fauna, the state of any soil or the state of any natural site or other land;

(b) any activities or measures (including activities giving rise to noise or to any other nuisance) which adversely affect anything mentioned in subparagraph (a) above or are likely adversely to affect anything so mentioned;

(c) any activities or administrative or other measures (including any environmental management programmes) which are designed to protect anything so mentioned."

Environmental Information Regulations 1992, regulation 2(2)

Footnote 10
Code of Practice on Access to Government Information and the Code of Practice on Openness in the NHS

Footnote 11
Paragraph 4.13

Footnote 12
These are listed in Annex B of the 'Open Government' White Paper

Footnote 13
Local Government Act 1974, section 26(7)

Footnote 14
Local Government Act 1974, Schedule 5

 


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